Complaints against DPB firms

We investigate complaints about licensed firms in connection with certain types of investment business under the Financial Services and Markets Act 2000


Determinations are records of the decisions made by the DPB Board and DPB Tribunal as to whether a licensed firm has breached one or more requirements of the DPB Handbook.

The determinations of complaints considered in accordance with Part 5 of the DPB Handbook are reported below in accordance with paragraph 5.44 of the DPB Handbook. 

Licensed firms

Firms licensed by the IFoA acting as Designated Professional Body
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Apply for a DPB licence

Find out about license fees and application process
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DPB Board Papers

View meeting minutes and papers.
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DPB Handbook and Guide

The DPB Handbook details the rules for conducting Exempt Regulated Activities or Non Mainstream Regulated Activities
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Contact Details:

Contact Details:

For more details, or to make an application or enquiry, please email or write to the DPB Manager. Institute and Faculty of Actuaries, Level 2 Exchange Crescent, 7 Conference Square, Edinburgh, EH3 8RA
+44 (0) 131 255 0826