Determinations are records of the decisions made by the DPB Board and DPB Tribunal as to whether a licensed firm has breached one or more requirements of the DPB Handbook.
The determinations of complaints considered in accordance with Part 5 of the DPB Handbook are reported below in accordance with paragraph 5.44 of the DPB Handbook.
Barker Tatham Investment Consultants Ltd, DPB Board Determination, 6 October 2021